United Planners has two types of Relationship Summaries to cover different client engagements. These Relationship Summaries provide you a brief explanation to help you understand the different types of engagement you may have with our Financial Professionals (FP), along with an Introduction, a description of the our Services, an overview of Fees, Costs, Conflicts and Standards of Conduct, disclosure of any Disciplinary History and an Additional Information.
All of our FPs are Registered Representatives (RR) of our Broker-Dealer (BD) to provide commission-based brokerage services. If our FP provides fee-based advisory services, our FP will be an Investment Advisor Representative (IAR) with our Corporate Investment Advisor (IA) or an IAR with an Independent IA that is not affiliated with United Planners.
If your FP is an IAR with our Corporate IA, please reference this Relationship Summary: Download File
If your FP is an IAR with an Independent IA, please reference this Relationship Summary: Download File
For the Expanded Version of this Relationship Summary: Download File